Frank Wall Street Reform and Consumer Protection Act, which was enacted in 2010 in response to the 2008 financial crisis, ...

Liquidnet agreed to pay a $5 million civil fine to resolve U.S. Securities and Exchange Commission charges that the ...

Details about the settlement amount have not been disclosed, and the SEC has yet to comment on the matter, citing its confidentiality policy regarding investigations. The SEC’s investigation ...

The SEC has sued billionaire X owner Elon Musk, alleging he failed to disclose his ownership of Twitter stock in a timely ...

“It is the policy of the SEC to conduct investigations on a confidential basis to preserve the integrity of its investigative process. The SEC therefore does not comment on the existence or ...

The SEC’s settlement with James R. Craigie, former CEO, chairman, and director of Church & Dwight Co. Inc., for violating proxy disclosure rules ...

It is the policy of the SEC to conduct investigations on a confidential basis to preserve the integrity of its investigative process,” the spokesperson said. Musk’s X post featured the caption ...

Elon Musk has at least one more battle to wage against Securities and Exchange Commission Chair Gary Gensler, who will be leaving the agency when President-elect Trump takes over in January.

and failed to protect confidential subscriber trading information. The SEC said on Friday that Liquidnet violated a rule governing alternative trading systems operators by setting inappropriate ...