The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...

On December 11, 2024, the US Court of Appeals for the Fifth Circuit ruled that the Securities and Exchange Commission (SEC) lacked statutory ...

The SEC had attempted to use its regulatory powers to reinterpret the term “dealer,” as that term is used in the Securities and Exchange Act of 1934 (the “Exchange Act”) to include market ...

of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission. Investors who purchased the Company's securities between June 11 ...

This transaction was conducted under a pre-established trading plan in compliance with Rule 10b5-1(c) of the Securities and Exchange Act of 1934. Following the sale, the Trust retains ownership of 48, ...

of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission. Investors who purchased the Company's securities between June 11 ...

it fit within the purposes of the Securities Exchange Act of 1934, which governs stock trading. He said that the disclosure rule must have "some connection to the ails Congress designed the Act ...

Synchrony Financial (NYSE:SYF), a premier consumer financial services company with a market capitalization of $27.2 billion, has disclosed its monthly charge-off and delinquency statistics for the ...

of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission. Investors who purchased the Company’s securities between October 31 ...