Among other violations, the SEC said, Banc of America Securities told investigators that it could not reproduce e-mails sent before June 2001 without incurring unreasonable expense.

BOSTON (MarketWatch) -- Banc of America Securities on Thursday said it has hired William Harts as managing director and head of strategy for equities. He reports to Peter Forlenza, global head of ...

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The National Association of Securities Dealers reached a settlement with Andrew Hamerling, a former research analyst at Banc of America Securities charged with issuing research that contradicted ...

Banc of America Securities was the successor to Montgomery Securities, the go-go firm that was sold to NationsBank in 1997 and then renamed in the merger with Bank of America.

NEW YORK (MarketWatch) Banc of America Securities, the investment banking arm of Bank of America on Wednesday said it has hired Darren Lowe as head of Treasury and agency sales and J.P. Marra to ...

Based on trends, Banc of America Securities is reducing its Q4 radio industry estimate to 2.5%. “While higher than the Street, (2.5% growth) is achievable if trends continue to improve.” Clear Channel ...

Banc-Of-America-Securities News: TBS Announces Follow-On Offering Of Common Shares, Cal Dive Completes Acquisition Of Horizon. Saturday, June 8, 2024. SUBSCRIBE Banc Of America Securities News.

The head of Banc of America Securities' high-yield bond capital markets operations, Fred Cohen, resigned from the investment firm to start his own investment boutique. Mr. Cohen, who plans to form ...

Dante J. DiFrancesco entered the securities industry in 1994 and in October 2004 joined Banc of America Investment Services, Inc. ("BAIS") . In keeping with Wall Street’s penchant for paperwork ...

Bank of America shares, up 12% in the last 12 months, fell $1.34 to $79.09 on the New York Stock Exchange on Friday. New York-based Banc of America Securities is cooperating with the investigation ...

DEFENDANTS SOUGHT sanctions for frivolous conduct, pursuant to 22 New York Codes, Rules and Regulations 130-1.1, against plaintiffs. Previously, the court granted several motions to dismiss the ...