Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

The company’s practice of moving brokerage clients’ uninvested cash into low-paying sweep accounts was under scrutiny.

The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program for advisory ...

While Wells Fargo and Merrill Lynch paid $60 million for a "cash sweep" violation earlier this year, Morgan Stanley was ...

Customers of LPL Financial says their cash was automatically funneled into cash sweep programs that netted them minimal ...

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a ...

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...

Players at sweepstakes casinos can take advantage of countless offers for Sweeps Coins, including mail-in requests, ongoing ...

The SEC has concluded its investigation into Morgan Stanley's cash sweep program without pursuing enforcement action, after examining its compliance with regulations. Several banks' cash sweeps faced ...

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...