Investing in stocks, mutual funds and other securities inevitably comes with risk. One of the ways investors can better understand these risks is by reading the prospectus of a security. A prospectus ...

Does an investor have to read the prospectus for every investment a broker recommends? The answer is no. There is no legal or moral duty on the part of investor to read such documents. Nonetheless, it ...

A prospectus is a legal document that describes a security to potential investors. Required by the SEC, a prospectus contains facts about the company (or fund), its finances, management, and other ...

The content on this page is provided for reference purposes only. This content has not been altered or updated since 6 November 2020 The Council adopted updated rules on the prospectuses. A prospectus ...

EU Listing Act package simplifies listing requirements and post-listing obligations. Targeted amendments to the Prospectus Regulation remove disproportionate complexity but preserve investor ...

In this year’s biggest initial public offering, semiconductor designer Arm Holdings raised around $5 billion in September. One mundane task on its path to IPO riches was the prospectus—the lengthy ...

A new Luxembourg act dated 16 July 2019 on prospectuses for securities and implementing the Prospectus Regulation (the New Prospectus Act) was published in the Luxembourg Official Gazette on 18 July ...

A prospectus is a legal document required by the U.S. Securities and Exchange Commission (SEC) for companies that offer securities for sale to the public. Its purpose is to provide potential investors ...

These days the term IPO (Initial Public Offer) gets thrown around a whole lot more than it was in the past. It seems like every few months another company announces that it’s intending to list on the ...