On November 17, 2025, the staff of the Division of Corporation Finance of the US Securities and Exchange Commission (SEC) announced a ...
The head of the US Securities and Exchange Commission said the regulator will consider reforms for proxy advisors as the industry, which provides guidance to shareholders, continues to face greater ...
In its long-awaited concept release on the proxy “plumbing” process, the Securities and Exchange Commission on Wednesday sought public comment on making changes to the proxy voting and distribution ...
At the time of adoption of the new rule amendments, Commissioner Elad Roisman, who had honchoed the proxy-process rulemakings through the SEC, said that there had been growing calls for the SEC to ...
It's Time to Fix the Proxy Process! John Zecca, Senior Vice President, General Counsel North America, and Chief Regulatory Officer of Nasdaq Regulation for U.S. Markets, advocates for these key ...
ARLINGTON, Va., Nov. 12, 2018 /PRNewswire/ -- The Institute for Pension Fund Integrity (IPFI) has submitted public commentary on the need for greater transparency and accountability in the proxy ...
As expected, the Securities and Exchange Commission has approved new disclosure rules governing proxy voting by mutual funds and investment advisors. Starting in 2004, funds and investment managers ...
Last week’s Securities Exchange Commission (SEC) roundtable on proxy process may not have grabbed national headlines, but its focus on proxy voting mechanics, shareowner proposals and proxy advisory ...
Shareholder support for climate-related resolutions climbed to an all-time high of 30% in 2019’s proxy season, with the number of resolutions coming to a vote declining significantly. Those are not ...
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Nasdaq and the U.S. Chamber of Commerce’s Center for Capital Markets Competitiveness (CCMC) released their annual proxy season survey, which revealed that public companies are willing to participate ...
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