Monzo has been fined £21m by the Financial Conduct Authority (FCA) for its failures regarding anti-financial crime measures.

Epique Realty Deepens Agent-Client Relationships with New Epique Elevate Home Management Platform NASHVILLE, TN / ACCESS Newswire / June 26, 2025 / Epique Realty is once again transforming the ...

The senior vice presidents alleged race and gender bias, claiming they were left out of white-male teams at Merrill Lynch.

SEC fines Wells Fargo $35M, Merrill Lynch $25M for ‘cash sweep’ violations Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account ...

John Thiel, the former head of Merrill Lynch Wealth Management, says he is launching a new registered investment advisor firm that promises strong support for advisors and best-interest advice for ...

Merrill Lynch has agreed to pay nearly $20 million to settle a class-action lawsuit that accuses the Wall Street brokerage giant of racially discriminating against its Black financial advisers.

Merrill's Lindsay Hans and Eric Schimpf took over after Andy Sieg's surprise exit. The pair shared how they co-lead and get more advisors to join and stay.

Merrill Lynch Wealth co-heads Lindsay Hans and Eric Schimpf said Q2 was big for client acquisitions, partially because of money moves after bank collapses.

The firm was able to lure Coatoam Wealth Management Group, a $560 million team, away from Merrill Lynch. The team, which is led by Managing Director Brian Coatoam, is joining RBC in their new ...

Merrill Lynch advisors have been busy. They’ve been acquiring not just more new clients, but bigger accounts too, according to the firm.

NEW YORK, March 15, 2022 /PRNewswire/ -- As a years-long exodus from Merrill Lynch seems to continue unabated, one recruiting firm has emerged as a leader amongst those seeking to find greener ...