All Securities Act registration statements may now be submitted confidentially, regardless of how much time has passed since a company’s IPO. A confidential submission for a follow-on offering must be ...
Ripple CEO Brad Garlinghouse said the SEC has finally pulled the plug on a four-year legal fight. Brad Garlinghouse didn’t ...
Immutable says the SEC closed an investigation into the Web3 gaming platform after it received a notice in November and that ...
Akerman’s Douglas Paul and Ashley Akapo say that requiring SEC commissioners to approve formal orders of investigation could ...
On March 3, 2025, the U.S. Securities and Exchange Commission (SEC) announced expanded accommodations for issuers submitting draft ...
The SEC’s recent move to eliminate the enforcement director’s authority to issue formal investigations is sure to reduce the ...
"As we explained to the SEC, any case against Robinhood Crypto would have failed. We appreciate the formal closing of this investigation, and we are happy to see a return to the rule of law and ...
In a Feb. 26 notice shared by Gemini co-founder and president Cameron Winklevoss, the SEC said it had concluded its investigation and “based on the information we have as of this date,” the ...
"We applaud the staff’s decision to close this investigation with no action," said Dan Gallagher, the firm’s chief legal, compliance, and corporate affairs officer. The SEC declined to comment.