Bloomberg ETF analyst James Seyffart says the SEC will officially acknowledge XRP and Dogecoin ETF applications this week.

Ryan Finley explains why the IRS’s recent advice memorandum on periodic adjustments may signal a significant change in ...

The SEC currently has several notable rule proposals that have received public comment but have not yet been finalized. The potential direction ...

The SEC in October 2023 finalized rules to require certain institutional investment managers to report short sale-related ...

On October 31, 2024, the SEC censured a major wirehouse for selling mutual funds to customers when lower-priced exchange-traded fund (ETF) “clones” ...

While the regulator's lawyers may be exempt, a federal effort to purge workers is causing uncertainty across its broader employee base.

The U.S. Securities and Exchange Commission's (SEC) newly established Crypto Task Force is expected to provide much-needed regulatory clarity for institutional investors, according to a research note ...

A day after the Trump administration sent a missive to all federal employees inviting them to resign, the U.S. Securities and ...

On February 6, 2025, the SEC announced that it was providing a temporary exemption from compliance with Rule 13f-2 under the ...

Investment managers already juggle client relationships, market trends, and fund performance—you wouldn’t want the added ...

Trump’s nominee for SEC chair has been critical of regulatory burdens for public companies.

Lawyers for former SafeMoon CEO Braden John Karony questioned the timing of a securities fraud charge, claiming that the law ...