As of Jan. 1, 2025, a new California law (Assembly Bill 2992) requires real estate agents representing buyers to enter into a ...

Learn the step-by-step process to meet real estate agent requirements, get licensed, and start your career. Covers timelines, tips, and goals.

Learn how to get your Florida real estate license step by step, from sales associate to broker, with clear timelines and helpful tips to start your career!

Cryptocurrency exchange Coinbase (NASDAQ:COIN) has been ordered to face a lawsuit filed by its customers. The lawsuit accuses the company of illegally selling securities without the necessary ...

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from January 2025.

Netcapital Securities Inc. (“NSI”), has received approval from the Financial Industry Regulatory Authority ("FINRA") to become a FINRA-member broker-dealer. Netcapital Securities Inc. is ...

The corporate regulator is investigating a former senior broker at Lazarus Capital Partners ... Mr Curtis is a former senior dealer at Lazarus, a Sydney-headquartered prime brokerage, asset ...

The ongoing effort by the Securities and Exchange Commission to get the financial advice industry to focus on the interest big firms pay to clients for their cash took another turn today when the ...

Two brokerage units of investment firm Robinhood Markets have agreed to pay $45 million in combined civil penalties to settle a range of SEC violations arising from their brokerage operations ...

The full market license allows Tokinvest to operate as a Virtual Asset Broker-Dealer; and to serve retail, qualified, and institutional investors in and from Dubai, further enhancing the accessibility ...

Robinhood, a disruptive force in the market for Main Street investors but also a serial offender of securities laws, will pay a total of $45 million to settle numerous violations of SEC rules and ...