The company’s practice of moving brokerage clients’ uninvested cash into low-paying sweep accounts was under scrutiny.

Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program for advisory ...

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a ...

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

While Wells Fargo and Merrill Lynch paid $60 million for a ‘cash sweep’ Securities and Exchange Commission violation in February, Morgan Stanley will see no penalty from the SEC over the firm ...

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...

The Securities and Exchange Commission concluded its investigation into Morgan Stanley 's cash-sweep program without recommendations for enforcement action, according to the firm's quarterly filing to ...

In what may be viewed as a pre-emptive move, Morgan Stanley raised its advisory sweep interest rate from 0.01% to roughly 2% as of August 1, 2024—joining other firms aiming to ease regulatory tensions ...

Morgan Stanley said the Securities and Exchange Commission’s enforcement division closed its investigation into the company’s cash sweep practices and doesn’t intend to recommend an ...

May 6 (Reuters) - The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's (MS.N), opens new tab cash sweep program for advisory accounts and will not pursue ...

Morgan Stanley will see no penalty from the Securities and Exchange Commission over the bank’s cash sweep program, the New York City-based lender disclosed Monday in its quarterly report.